Program Overview:

This sophisticated program in capital markets and risk management is an integrated 12-month program with emphasis on theoretical finance principles and their applications. This program addresses the interest of professionals who are seeking excellence in related topics of financial markets, asset management, risk management, and investment methodologies. This will position the participants at the forefront of this constantly changing finance sector through fundamental theories, advanced analytical tools, and best sector practices.

Program Goals

• Develop a solid knowledge base of capital markets, corporate finance, and investment analysis.
• Offer hands-on training in advanced financial instruments using Bloomberg, Refinitiv, Excel, and R programming.
• Prepare Executives for globally recognized certifications such as CFA Level 1 and SEBI-Registered Investment Advisor.
• Develop critical thinking and analytical skills that help executives make strategic decisions within financial settings.
• Provide experiential learning experiences related to risk management, banking practices, and investment portfolio development.
• Industry leaders and colleagues will provide opportunities for networking.

Mode of Teaching

Blended Learning: Combination of online and in-person learning modules to ensure flexibility while maintaining high engagement levels. Recorded lectures, live webinars, and interactive sessions with faculty and guest speakers.

Workshops & Masterclasses: Industry experts will lead specialized workshops and masterclasses to impart advanced knowledge and practical insights.

Case-Based Learning: Use of real-world business cases to encourage analytical thinking and decision-making.

Peer Learning: Collaborative group work, discussions, and peer reviews will foster shared learning experiences among participants.

Program Highlights

• In-depth curriculum focused on financial, operational, strategic, and market risk management.
• Industry-relevant case studies to ensure practical understanding and application.
• Career Support: Preparation for CFA Level 1, SEBI Registered Investment Advisor certification, and networking opportunities with industry leaders.
• Flexible Learning: Hybrid model allowing participants to balance professional commitments.
• Capstone Projects: Real-world projects evaluated by faculty and industry mentors.
• Alumni Benefits: Access to SRHU alumni network and resources.

Module-Wise Course Outcomes

Introduction to Risk Management

Understand the fundamental concepts of risk management, types of risks (market, credit, operational, etc.), and the key principles involved in creating a risk-aware organization

Financial Risk Management

Learn how to assess financial risks, including credit risk, market risk, liquidity risk, and how to mitigate them using quantitative models, derivatives, and financial instruments.

Operational Risk and Internal Controls

Develop skills in identifying, assessing, and managing risks related to business processes, human resources, IT systems, and external events.

Strategic Risk and Governance

Explore the integration of risk management within corporate governance frame works, risk culture, and strategic decision making.

Enterprise Risk Management (ERM) Frameworks

Understand the ERM process, the risk management cycle, and how to build a resilient organization by implementing a top-down and bottom-up risk management strategy.

Regulatory Environment and Complianc

Gain insights into key global and regional regulatory frameworks governing risk management practices, including Basel III. Solvency II, and other compliance standards.

Crisis Management and Business Continuity Planning

Equip yourself with the tools and techniques needed to manage crisis situations and create robust business continuity plans to minimize operational disruptions.

Strategic Risk and Governance

Explore the integration of risk management within corporate governance frame works, risk culture, and strategic decision making.

Advanced Risk Analytics and Technology in Risk Management

Learn about data analytics, artificial intelligence, machine learning, and emerging technologies to proactively manage and predict risks.

Risk Communication and Stakeholder Engagement

Develop effective communication strategy to convey complex risk-related concepts to both internal and external stakeholders.

Capstone Project and Industry Collaboration

Collaborate with industry leaders on a real- world risk management project, demonstrating the ability to apply learning to actual business challenges.

Eligibility Criteria

• Bachelor's degree (10 + 2 + 3 or 10+2+4) or equivalent; or 2- year master's degree or its equivalent from institutions or universities. recognised by UGC/AICTE
• Bachelor's degree with at least 55% marks in engineering, commerce, science, or arts.
• At least 2 years of work experience in finance, banking, or related fields.
• Mathematical skills and analytical ability.

Selection Process:

• Application Submission: The interested candidates must submit an application form with a statement of purpose indicating the reason for applying for the program.
• Shortlisting: The applications will be reviewed on the basis of the candidate's academic background, professional experience, and the purpose behind their interest in the program.
• Interview: Shortlisted candidates will have a one-on-one interview to test their motivation, goals, and appropriateness for the program
• Admission Offer: The shortlisted candidates will receive an official letter of admission, which will include all the details regarding the registration procedure and fee payment.

Who Should Attend?

This program is designed for senior professionals who want to advance their careers in risk management. Ideal participants include:

• Senior executives looking to broaden their understanding of risk management across multiple domains.
• Risk managers seeking to enhance their strategic perspective on managing risks.
• Chief Risk Officers (CROs), Chief Financial Officers (CFOs), and senior managers in finance, compliance, or operations.
• Consultants and advisors aiming to provide strategic risk guidance to organizations.
• Leaders in government, non-profit, and regulatory bodies managing institutional or systemic risks.

Assessment Procedure:

Continuous Assessment:

Participants will be assessed based on participation in class discussions, online quizzes, and assignments.

Case Study Presentations:

Assessment will include analysing and presenting real-world case studies to demonstrate practical application of learned concepts.

Final Project:

A capstone project in which participants will work on a comprehensive risk management plan for a hypothetical or real organization, showcasing their holistic understanding of risk management.

Contact Information:

For further details and inquires related to admission kindly contact:

Himalayan School of Management Studies

Swami Rama Himalayan University, Dehradun, Uttarakhand

Phone No: 91-135-2471265, 2471567

E-mail:

Website: www.srhu.edu.in